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Christopher L Pitzak

Ubs Financial Services Inc.

Newport Beach, CA

Clemente, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-04-28
TX RA APPROVED_RES 2022-02-07
CA RA APPROVED 2020-12-09
  • UT RA
    APPROVED
    Since 2025-04-28
  • TX RA
    APPROVED_RES
    Since 2022-02-07
  • CA RA
    APPROVED
    Since 2020-12-09

Branch Locations

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co. , Llc San Diego CA 08/2007 12/2020
Ubs Financial Services, Inc. La Jolla CA 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-18
  • S66 Uniform Combined State Law Examination
    2008-01-18

View on SEC IAPD

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