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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-07-18 |
| FL | RA | APPROVED | 2004-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Tampa | FL | 07/2003 | Present |
| Bank Of America, N.A. | Tampa | FL | 11/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-03 |
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