James Dennis Yarbrough

Current Employers

Employment History

• 02/2012 → 03/2019
  Ubs Financial Services Inc.
  Greensville, SC
• 03/2019 → Present
  Wells Fargo Clearing Services, Llc
  Greenville, SC

Previous Registrations

• 2012-03-01 → 2019-03-26
  Ubs Financial Services Inc.
  Greenville, SC
  Anderson, SC
• 2007-11-16 → 2012-03-19
  Scott & Stringfellow, Llc
  Greenville, SC
  Greenwood, SC
  Asheville, NC
  Anderson, SC

Other Businesses

YARBROUGH, LLC; INV. RELATED; ANDERSON, SC; 100% OWNERSHIP; COMMERCIAL PROPERTY; START DATE 3/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; MANAGE REAL ESTATE HELD WITHIN THE LLC.; TRUSTEE FOR FAMILY FRIENDS TRUST; INV. RELATED; GREENVILLE, SC; START 10/2001; 1 HR PER MONTH; 1 HR DURING TRADING.; TRUSTEE FOR FAMILY FRIENDS TRUST FBO SON; INV. RELATED; GREENVILLE, SC; START 8/2001; 1 HR PER MONTH; 1 HR DURING TRADING.; TRUSTEE FOR FAMILY FRIENDS SON'S TRUST; INV. RELATED; GREENVILLE, SC; START 3/2001; 1 HR PER MONTH; 1 HR DURING TRADING.; TRUSTEE FOR FAMILY FRIENDS DAUGHTER'S TRUST; INV. RELATED; GREENVILLE, SC; START 3/2001; 1 HR PER MONTH; 1 HR DURING TRADING.; TRUSTEE FOR FAMILY FRIENDS TRUST FBO DAUGHER; INV. RELATED; GREENVILLE, SC; START 8/2001; 1 HR PER MONTH; 1 HR DURING TRADING.; TRUSTEE FOR AUNT'S TRUST; INV. RELATED; ANDERSON, SC; START 10/2006; 1 HR PER MONTH; 1 HR DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; ISLE OF PALMS, SC; START 11/2019; 2 HRS PER MONTH; 1 HR DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; ISLE OF PALMS, SC; START 6/2019; 2 HRS PER MONTH; 1 HR DURING TRADING.; POWER OF ATTORNEY FOR MOTHER; INV. RELATED; GREENVILLE, SC; START 7/30/2021; 40 HRS PER MONTH; 5 HRS DURING TRADING.; PERSONAL REPRESENTATIVE FOR FATHER'S ESTATE; INV. RELATED; GREENVILLE, SC; START 9/2021; 2 HRS PER MONTH; 2 HRS DURING TRADING. TRUSTEE OF TRUST FBO SON; INV. RELATED; GREENVILLE, SC; START 4/2022; 2 HRS PER MONTH; 1 HR DURING TRADING.; TRUSTEE OF TRUST FBO NIECE (1); INV. RELATED; GREENVILLE, SC; START 4/2022; 2 HRS PER MONTH; 1 HR DURING TRADING.; TRUSTEE OF TRUST FBO NEPHEW (1); INV. RELATED; GREENVILLE, SC; START 4/2022; 2 HRS PER MONTH; 1 HR DURING TRADING.; TRUSTEE OF TRUST FBO NEPHEW (2); INV. RELATED; GREENVILLE, SC; START 4/2022; 2 HRS PER MONTH; 1 HR DURING TRADING.; TRUSTEE OF TRUST FBO NEPHEW (3); INV. RELATED; GREENVILLE, SC; START 4/2022; 2 HRS PER MONTH; 1 HR DURING TRADING.; EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, GREENVILLE, SC, START: 5/19/2022, 1 HR/MONTH, 1 HR DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-15
• S63 Uniform Securities Agent State Law Examination
  1989-09-01

Other Names

• Jim Yarbrough