Shawn Ashton Cantrell

Current Employers

Employment History

• 12/2008 → Present
  Ubs Financial Services Inc
  Plano, TX

Previous Registrations

• 2000-02-07 → 2008-12-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX

Other Businesses

1) NATIONAL FOOD & BEVERAGE / 9030 PREMIER ROW DALLAS TX 75247 / COMPANY / DISTRIBUTORS / BOARD OF DIRECTORS / MEMBER OF BOARD OF DIRECTORS / BOARD OF DIRECTORS / START DATE 01/15/2009 / 1 HR PER MONTH. 2) Twelvejacks LTD. / 2636 Sir Gawain Lane Lewisville,Texas United States 75056 / Partnership/ Other This is family limited partnership in which we are holding investments at UBS. Jamie & I set this up as part of our estate plan / This is my family limited partnership for estate planning purposes. Jamie & I set this up as part of our estate plan. / Partner / / I will over see the investments of our family through this account / Start Date 2/10/11 / 3) NAME OF OTHER BUSINESS: Dallas National Golf Course / INVESTMENT RELATED?: N / ADDRESS: 1515 Knoxville St., Dallas, Tx/ NATURE OF THE BUSINESS: Golf Club / POSITION: Member of Board of directors/ DUTIES: Provide input, review, and advisory on the operations, financials, golf course maintenance, golf tournament ideas, and the overall well being of the golf club/ START DATE: 1/26/2021 / HOURS DEVOTED TO BUSINESS:NA 4) Wortham Holdings, LLC, Dallas Texas United States- 75243, Partnership, Food, Beverages & Tobacco, This was an entity that my father set up to purchase equipment for National Food & Beverage. This entity would buy the equipment for National Food & Beverage, Proprietor / owner, The only duties that I am currently performing are making sure payment goes out to purchase equipment through the UBS accounts and making sure that the collections from the equipment payments are received from National Food & Beverage to pay down equipment, start date- 8/29/2013. 5) C.D.C Trust Uad 1/1/89 By P.L. Cantrell and W. Cantrell, Investing in Marketable securities, Dallas Texas United States-75243, I have been appointed co-trustee of this trust with the passing of my Family member, START DATE-8/16/2024. 6) Millennium Advisory Group LC, Dallas Texas United States-75243, Partnership, According to my dad, investment account that is established as part of his estate plan and asset protection strategyInvestment account that my dad owns and manages, Partner, I will help my father with the investments of the entity in which he controls, start date-1/1/2024. 7) Cantrell Family Partnership, DallasTEXASUnited States-75243, Partnership, Family Limited Partnership, This is my parents Family Limited Partnership that was set up for estate planning purposes and makes investments, I will advise on investments made through UBS, Start date-12/16/2022, Investment related-Yes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-07
• S63 Uniform Securities Agent State Law Examination
  1999-09-27