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Patricia Jean Kolb

Gotham Asset Management, LLC

New York, NY

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Current Employers
Gotham Asset Management, Llc

300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-02-02
  • NJ RA
    APPROVED
    Since 2016-02-02

Branch Locations

300 Park Avenue 24Th Floor, New York, NY 10022-6143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gotham Asset Management Llc New York NY 12/2009 Present
Foreside Fund Distributors Llc New York NY 04/2014 Present
Previous Registrations
Other Businesses

GOTHAM ASSET MANAGEMENT, NY, NY, INVESTMENT RELATED/REGISTERED INVESTMENT ADVISOR, START DATE 05/2009, INVESTOR RELATIONS, RELATIONSHIP MANAGER, 160 HOURS PER MONTH WITH 130 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-21
S65 Uniform Investment Adviser Law Examination 2010-07-27
  • S63 Uniform Securities Agent State Law Examination
    2014-11-21
  • S65 Uniform Investment Adviser Law Examination
    2010-07-27
Other Names
  • Patricia Jean Laheney
  • Patricia Kolb

View on SEC IAPD

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