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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • IA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2900 100Th St St 301, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co. St. Paul MN 02/1989 08/2023
Securian Financial Services, Inc. St. Paul MN 09/1989 08/2023
Self-Employed Waukee IA 12/1988 Present
Guide Financial Group Urbandale IA 10/2013 Present
Cetera Wealth Services, Llc Urbandale IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/1989 → 08/2023
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 09/1989 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 12/1988 → Present
    Self-Employed
    Waukee, IA
  • 10/2013 → Present
    Guide Financial Group
    Urbandale, IA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Urbandale, IA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-09-30 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
    Urbandale, IA
    West Des Moines, IA
    W. Des Moines, IA
    Cedar Rapids, IA
    St. Paul, MN
  • 1999-01-18 → 2003-12-31
    Cauldwell Financial Group Inc
    West Des Moines, IA
Other Businesses

1. GROUP BENEFITS LTD POSITION: Partner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: , Urbandale IA , United States DESCRIPTION: Partner 2. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker; 3. GYMNASTICS JUDGE POSITION: Judge NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1988 ADDRESS: 3934 155th Street, Urbandale IA 50323, United States DESCRIPTION: I judge gymnastics competitions. I am contracted on weekends to judge competitions for men's gymnastics of all levels (junior meets, NCAA competitions, USA Gymnastics, and International events. 4. GUIDE FINANCIAL GROUP POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2014 ADDRESS: 2900 100th Street, Suite 301, Urbandale IA 50322, United States DESCRIPTION: Membership

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-08-22
  • S63 Uniform Securities Agent State Law Examination
    1989-08-22
Designations

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