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3500 Embassy Parkway, Akron, OH 44333 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-20 |
| TX | RA | APPROVED_RES | 2025-10-17 |
| CA | RA | APPROVED | 2025-10-16 |
Branch Locations
3500 Embassy Parkway, Akron, OH 44333 • United States
201 S. Lake Avenue, Suite 500, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pasadena | CA | 08/1998 | Present |
| The Sterling Group | Pasadena | CA | 11/1999 | 04/2019 |
| Sterling Group Wealth Management | Pasadena | CA | 07/2012 | 04/2019 |
| Sterling Financial Group, Inc. | Pasadena | CA | 04/2019 | Present |
1. 12/27/2001: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - INDEPENDENT INSURANCE SALES. 2. 3/25/2013: ESTATES OF STEPHEN, KIM & AUSTIN HATCH - Investment Related - ACT IN A FIDUCIARY CAPACITY - Successor Trustee - Time Spent 5% - PERSONAL REPRESENTATIVE FOR THE ESTATES OF MY BROTHER AND SISTER IN LAW, AND TRUSTEE ON THEIR TRUSTS. I AM THE GUARDIAN OF MY NEPHEW. 3. 4/18/2013 - Sterling Group Wealth Management - DBA: (Hybrid) The Sterling Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 80% - Provide Asset Management for an annual fee and Financial Planning Services for a fixed or hourly fee. 4. 3/25/2019 - Sterling Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2019 - 130 Hours Per Month/120 Hours During Securities Trading. 5. 5/14/2019 - Sterling Financial Group, Inc. - DBA: (Hybrid) Sterling Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2019 - 130 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Sterling Financial Group, Inc., an independent investment advisor firm. I started this business activity in April 2019. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.) Sequoia Financial Group, LLC - Investment related - Investment Advisor Representative - 3875 Embassy Parkway, Suite 100, Akron, OH 44333
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-12-07 |
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