Michael Patrick Hatch

Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Lpl Financial Llc
  Pasadena, CA
• 11/1999 → 04/2019
  The Sterling Group
  Pasadena, CA
• 07/2012 → 04/2019
  Sterling Group Wealth Management
  Pasadena, CA
• 04/2019 → Present
  Sterling Financial Group, Inc.
  Pasadena, CA

Previous Registrations

• 2019-04-29 → 2026-06-30
  Sterling Financial Group, Inc.
  Pasadena, CA
• 1998-09-24 → 2022-12-01
  Lpl Financial Llc
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
  Pasadena, CA
• 1999-11-05 → 2019-04-29
  The Sterling Group
  Pasadena, CA

Other Businesses

1. 12/27/2001: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - INDEPENDENT INSURANCE SALES. 2. 3/25/2013: ESTATES OF STEPHEN, KIM & AUSTIN HATCH - Investment Related - ACT IN A FIDUCIARY CAPACITY - Successor Trustee - Time Spent 5% - PERSONAL REPRESENTATIVE FOR THE ESTATES OF MY BROTHER AND SISTER IN LAW, AND TRUSTEE ON THEIR TRUSTS. I AM THE GUARDIAN OF MY NEPHEW. 3. 4/18/2013 - Sterling Group Wealth Management - DBA: (Hybrid) The Sterling Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 80% - Provide Asset Management for an annual fee and Financial Planning Services for a fixed or hourly fee. 4. 3/25/2019 - Sterling Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2019 - 130 Hours Per Month/120 Hours During Securities Trading. 5. 5/14/2019 - Sterling Financial Group, Inc. - DBA: (Hybrid) Sterling Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2019 - 130 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Sterling Financial Group, Inc., an independent investment advisor firm. I started this business activity in April 2019. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.) Sequoia Financial Group, LLC - Investment related - Investment Advisor Representative - 3875 Embassy Parkway, Suite 100, Akron, OH 44333

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-12-07

Designations

• Certified Financial Planner