Kenneth John Mastrocola

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-01
LA	RA	APPROVED	2013-05-10

TX RA
APPROVED_RES

Since 2017-08-01
LA RA
APPROVED

Since 2013-05-10

Branch Locations

Hamilton, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Boston	MA	01/2011	Present
Jpmorgan Chase Bank, N.A.	Boston	MA	01/2011	Present

01/2011 → Present

J.P. Morgan Securities Llc

Boston, MA
01/2011 → Present

Jpmorgan Chase Bank, N.A.

Boston, MA

Other Businesses

Entity Name: montseratt college of art Investment related: Yes "Address: Montseratt college of art,23 essex st.beverly, ma. 01915" Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: college for art students.my roll would be investment committee member" Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-09
S63	Uniform Securities Agent State Law Examination	1991-08-28

S65 Uniform Investment Adviser Law Examination

1997-01-09
S63 Uniform Securities Agent State Law Examination

1991-08-28

Other Names

Kenneth Mastrocola

View on SEC IAPD