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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Twg, Inc | Northbrook | IL | 01/2013 | 01/2018 |
| Q3 Asset Management | Birmingham | MI | 01/2018 | 01/2022 |
| Hantz Financial Services | Southfield | MI | 12/2020 | 01/2022 |
| Wealth Strategies Financial Group | Southfield | MI | 01/2022 | Present |
| Minnesota Life Insurance Co | St Paul | MN | 01/2022 | Present |
| Securian Financial Services Inc | St Paul | MN | 01/2022 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 06/2023 | Present |
| Cetera Investment Advisers | Farmington | MI | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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