Michael James Driscoll

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial, Llc
  Milwaukee, WI
• 10/2013 → 02/2019
  Independent Financial Partners
  Milwaukee, WI
• 01/2019 → 10/2022
  Sheridan Road Advisors, Llc
  Milwaukee, WI
• 09/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA
• 01/2019 → 10/2022
  Hub International, Inc.
  Chicago, IL
• 06/2026 → Present
  Hub International Investment Services
  Austin, TX

Previous Registrations

• 2019-01-25 → 2022-10-25
  Sheridan Road Advisors, Llc, A Hub International Company
  Milwaukee, WI
  Northbrook, IL
• 2013-10-23 → 2019-02-05
  Independent Financial Partners
  Milwaukee, WI
• 2010-08-02 → 2010-11-30
  Nrp Advisors, Inc.
  Madison, WI
  Bryan, OH
• 2008-02-14 → 2010-03-11
  Principal Securities, Inc.
  Milwaukee, WI
  Des Moines, IA
  Milwaukee, WI
• 2006-08-21 → 2008-03-03
  Alpha Investment Consulting Group, Llc
  Milwaukee, WI

Other Businesses

1. 11/8/2013 - SHERIDAN ROAD FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/1/2014 - SHERIDAN ROAD - Investment Related - At Reported Business Location(s) - DBA ONLY - TIME SPENT 100%. 3. 6/13/2018 - Sheridan Road Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 06/15/2018 - 150 Hours Per Month/110 Hours During Trading. 4. 4/24/2019 - Salt Creek Retirement Plan Consulting, LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 12/07/2018 - 0 Hours Per Month. 5. 6/14/2019 - Sheridan Road Financial, a division of HUB International - DBA: Sheridan Road Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month. 6. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 5/11/2021 - Sheridan Road Advisors - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 8. 12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 9. 12/22/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-03-17
• S63 Uniform Securities Agent State Law Examination
  1989-09-13