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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-06 |
Branch Locations
461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Paramus | NJ | 05/2014 | 01/2023 |
| Raymond James Financial Services Advisors, Inc. | Naples | FL | 01/2023 | 01/2024 |
| Raymond James Financial Services, Inc. | Naples | FL | 01/2023 | 01/2024 |
| Weisberg Wealth Management | Naples | FL | 01/2023 | 01/2024 |
| Lpl Financial Llc | Paramus | NJ | 09/2024 | Present |
| Unemloyed | Mahwah | NJ | 01/2024 | 09/2024 |
1- 12/06/2024 - INC ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/03/2024 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-07 |
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