James Rudy Mcknight

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 06/2024
  Securities America, Inc.
  Glade Valley, NC
• 12/2012 → 06/2024
  Securities America Advisors, Inc.
  Glade Valley, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Glade Valley, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Glade Valley, NC

Previous Registrations

• 2012-12-07 → 2024-06-14
  Securities America Advisors, Inc.
  Glade Valley, NC
• 2002-07-19 → 2012-12-07
  Investors Security Company, Inc.
  Suffolk, VA
  Glade Valley, NC
  Suffolk, VA
  Glade Valley, NC

Other Businesses

1. RUDY MCKNIGHT INSURANCE SALES POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1988 ADDRESS: 958 Cherry Lane Road, Glade Valley NC 28627, United States DESCRIPTION: Life and annuity products

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-16
• S63 Uniform Securities Agent State Law Examination
  1989-07-14