Nicole Marie Martocci

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 07/2019
  J Philip Bender
  Westport, CT
• 04/2013 → Present
  Northwestern Mutual Investment Services Llc
  Westport, CT
• 06/2013 → 07/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2018 → 07/2019
  Robert Seery
  Stamford, CT
• 07/2019 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2019 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2007-03-07 → 2007-11-08
  Northwestern Mutual Investment Services, Llc
  Westport, CT
  Stamford, CT

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. FINANCE TRANSITION CHAIR MEMBER, TWILIGHT PARK DAY CAMP, LEDGE END ROAD, HAINES FALLS, , NEW YORK, 11346, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/22/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SETUP AND MAINTAIN AN EXCEL MODEL FOR CAMP BUDGET. REVIEW AND COMMENT ON FINANCIAL PROJECTIONS AND ESTIMATES THROUGHOUT THE SUMMER MONTHS AS THINGS ARE CHANGING WITH CAMPER ENROLLMENT FEES AND EMPLOYEE EXPENSES. ACT AS A SOUNDING BOARD FOR CAMP DIRECTOR ON ANY FINANCIAL QUESTIONS

Exams

• S66 Uniform Combined State Law Examination
  2013-05-28
• S63 Uniform Securities Agent State Law Examination
  2004-02-20

Other Names

• Nicole M Flowers
• Nicole Marie Flowers