James Christopher Galkowski

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-24
FL	RA	APPROVED	2021-05-03
MN	RA	APPROVED	2021-04-30

TX RA
APPROVED

Since 2021-06-24
FL RA
APPROVED

Since 2021-05-03
MN RA
APPROVED

Since 2021-04-30

Branch Locations

2575 Commerce Drive Nw Suite 115, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Rochester	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Rochester	MN	11/2016	04/2021
Robert W Baird Incorporated & Co	Rochester	MN	04/2021	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Rochester, MN
11/2016 → 04/2021

Wells Fargo Clearing Services, Llc

Rochester, MN
04/2021 → Present

Robert W Baird Incorporated & Co

Rochester, MN

Previous Registrations

2011-01-03 → 2021-05-05

Wells Fargo Clearing Services, Llc

Minneapolis, MN
2000-12-13 → 2011-01-03

Wells Fargo Investments, Llc

Rochester, MN

Rochester, MN

Rochester, MN

Other Businesses

PRAIRIE RESTORATION; NOT INVESTMENT RELATED; PRESTON,MN; 100% OWNERSHIP; START DATE 06/15/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; LAND OWNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-09
S63	Uniform Securities Agent State Law Examination	1989-07-19

S65 Uniform Investment Adviser Law Examination

1999-11-09
S63 Uniform Securities Agent State Law Examination

1989-07-19

Designations

Other Names

Jim Galkowski

View on SEC IAPD