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Michael Burke Coleman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-21
TX RA APPROVED_RES 2025-05-21
  • NY RA
    APPROVED
    Since 2025-05-21
  • TX RA
    APPROVED_RES
    Since 2025-05-21

Branch Locations

69 State St, Albany, NY 12207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Albany NY 05/2003 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 05/2025 Present
Bank Of America, N.A. Albany NY 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-30
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S65 Uniform Investment Adviser Law Examination
    2021-11-30
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01
Other Names
  • M. Burke Coleman

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
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