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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-15 |
| CT | RA | APPROVED | 2013-06-17 |
Branch Locations
1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States
Marstons Mills, MA • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hyannis | MA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hyannis | MA | 11/2016 | Present |
TRUSTEE FOR DECEASED FATHER-IN-LAW; INV. RELATED; MASHPEE, MA; START 9/2019; 1 HR PER MONTH; 1 HR DURING TRADING. HYANNIS ROTARY CLUB; NOT INV. RELDATED; HYANNIS, MA; ASSISTANT TREASUREER; COMMUNITY SERVICE; START 7/1/2023; 3 HRS PER MONTH; 0 HRS ; DUTIES: ASSIST CLUB'S TREASURER, COLLECT DUES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-30 |
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