William Holten Fields

Current Employers

Shadow Wealth Management, Llc

Lexington, SC • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-04
SC	RA	APPROVED	2018-06-28
TX	RA	APPROVED_RES	2018-06-25

FL RA
APPROVED

Since 2021-11-04
SC RA
APPROVED

Since 2018-06-28
TX RA
APPROVED_RES

Since 2018-06-25

Branch Locations

Lexington, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Structured Financial Associates, Inc.	Atlanta	GA	06/2008	Present
Intercarolina Financial Services	Greensboro	NC	11/2021	Present
Shadow Wealth Management, Llc	Lexington	SC	06/2018	Present

06/2008 → Present

Structured Financial Associates, Inc.

Atlanta, GA
11/2021 → Present

Intercarolina Financial Services

Greensboro, NC
06/2018 → Present

Shadow Wealth Management, Llc

Lexington, SC

Previous Registrations

2017-10-26 → 2018-12-11

Intercarolina Financial Services, Inc.

Lexington, SC

Greensboro, NC
2005-09-22 → 2007-03-14

Manning & Napier Advisors, Llc

Lexington, SC

Fairport, NY

Fairport, NY
2004-01-16 → 2005-10-14

Fisher Investments

Lexington, SC

Other Businesses

SHADOW WEALTH MANAGEMENT, LLC ; INVESTMMENT RELATED ; 100 OLD CHEROKEE ROAD ; SUITE F, LEXINGTON, SC 29072 ; REGISTERED INVESTMENT ADVISOR, CEO/CCO & OWNER ; 2ND QUARTER 2018,160 HOURS PER MONTH; 6 HOURS DURING TRADING HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-03
S65	Uniform Investment Adviser Law Examination	1994-09-28
S63	Uniform Securities Agent State Law Examination	1989-09-11

S66 Uniform Combined State Law Examination

2016-03-03
S65 Uniform Investment Adviser Law Examination

1994-09-28
S63 Uniform Securities Agent State Law Examination

1989-09-11

Other Names

Jai Fields

View on SEC IAPD