Robert Roy Thomas

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 09/2018
  Vantage Investment Advisors
  State College, PA
• 03/2018 → Present
  Mariner Wealth Advisors, Llc
  State College, PA

Previous Registrations

• 2015-03-30 → 2018-10-11
  Mariner Wealth Advisors
  State College, PA
  State College, PA
• 2000-05-12 → 2015-03-30
  Art Investment Partners, Llc
  State College, PA
  State College, PA
  State College, PA

Other Businesses

1) OLD DOMINION BANK, 8601 WESTWOOD CENTER DR, TYSONS CORNER, VA 22182; INVESTMENT RELATED; MEMBER OF ADVISORY BOARD/SHAREHOLDER; START DATE 02/2018; 2 HRS/MONTH AND 0 DURING SECURITIES TRADING HOURS. 2) ART Real Estate Investment; Boalsburg, PA; Manager; start date 7/12/2022; 2 hrs/month; 0 hrs/month during securities trading hours 3) Centre First Bank; advisory board member; start date 7/12/2022; 1 hr/month; 0 hrs/month during securities trading hours 4) St. Joseph's Catholic Academy; board president; start date 7/12/2022; 8 hrs/month; 2 hrs/month during securities trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-07-31
• S65 Uniform Investment Adviser Law Examination
  1994-11-22

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Robert R Thomas