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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Tucson | AZ | 08/2010 | Present |
| Nylife Securities Llc | Tucson | AZ | 10/2010 | Present |
| Eagle Strategies Llc | Tucson | AZ | 02/2021 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 7/2010]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-16 |
| S65 | Uniform Investment Adviser Law Examination | 1994-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-17 |
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