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Schaefer Wealth Management, Inc. CRD 145992
$82.8M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 S. Market Street, Waterloo, IL 62298 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-07-23 |
| TX | RA | APPROVED_RES | 2018-08-01 |
| IL | RA | APPROVED | 2009-06-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schaefer Wealth Management, Inc. | Waterloo | OR | 01/2008 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)HARVEY AND MARILYNN SCHAEFER REVOCABLE TRUST,DATED 6/24/96 WATERLOO, IL. CO-SECCESSOR TRUSTEE FOR PARENT'S REVOCABLE LIVING TRUST SINCE 6/24/96. NON-INVESTMENT RELATED. 1 HR/YRLY AND 0 DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-28 |
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