Kathleen A Johnson

Current Employers

Employment History

• 10/2012 → 03/2017
  Metlife Securities
  Plymouth Meeting, PA
• 07/2016 → 09/2022
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 09/2022
  Mml Investors Services, Llc
  Newtown Square, PA
• 09/2022 → Present
  Lpl Financial Llc
  Berwyn, PA
• 09/2022 → Present
  Jacobi Capital Management, Llc
  Berwyn, PA

Previous Registrations

• 2017-03-25 → 2022-09-26
  Mml Investors Services, Llc
  Newtown Square, PA
• 2012-10-26 → 2017-03-25
  Msi Financial Services, Inc.
  Plymouth Meeting, PA
  Newtown Square, PA
• 2008-06-23 → 2012-10-10
  Cetera Wealth Services, Llc
  Plymouth Meeting, PA
  King Of Prussia, PA
  Rydal, PA
• 2007-05-17 → 2008-06-26
  Principal Securities, Inc.
  Rydal, PA
  Elkins Park, PA
  Rydal, PA

Other Businesses

1. 09/16/2022 - Jacobi Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) 2. 09/16/2022 - Jacobi Capital Managment LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - 160 hours per month/ 6 hours during trading - provide investment advisory services through Jacobi Capital Management, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/16/2022 - Jacobi Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - 160 hours per month/ 6 hours during trading - I provide investment advisory services through Jacobi Capital Management, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/27/2023 - Financial Security Analysts, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/15/2022 5. 1/27/2023 - Kathleen A Johnson - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 09/15/2022 - 2 Hours Per Month/5 Hours During Securities Trading - Time Spent 3%

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-15
• S63 Uniform Securities Agent State Law Examination
  1991-04-30

Other Names

• Kathleen A Harder
• Kathleen A Hibbs