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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-06 |
| NY | RA | APPROVED | 2023-07-05 |
Branch Locations
8135 Soule Road, Liverpool, NY 13090 • United States
8135 Soule Road, New York, NY 13090 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Liverpool | NY | 06/2011 | 07/2023 |
| United Financial Services | Liverpool | NY | 06/2011 | 12/2020 |
| Lpl Financial Llc | New York | NY | 07/2023 | Present |
1) 06/2023 - Brenda Monk / Non-Variable Insurance / Invest Relates / Liverpool NY - start date 06/09/2023 - 160 hrs per month 2) 06/2023 - Hollywood & Little B / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Liverpool NY - start date 06/09/2023 - 160 hrs per month 3) 06/2023 - BMGR Realty Team LLC / Not Investment Related / Liverpool NY - start date 06/09/2023 - 2 hrs per month 4) 06/2023 - Syracuse Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-18 |
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