Brenda Laura Isabel Monk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2023
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 06/2011 → 12/2020
  United Financial Services
  Liverpool, NY
• 07/2023 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 2021-05-04 → 2023-07-10
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
  Liverpool, NY
• 2006-01-03 → 2006-12-31
  Key Investment Services Llc
  North Syracuse, NY
  Portland, ME
  Camillus, NY
• 2004-06-14 → 2005-12-31
  Keybanc Capital Markets Inc.
  Syracuse, NY

Other Businesses

1) 06/2023 - Brenda Monk / Non-Variable Insurance / Invest Relates / Liverpool NY - start date 06/09/2023 - 160 hrs per month 2) 06/2023 - Hollywood & Little B / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Liverpool NY - start date 06/09/2023 - 160 hrs per month 3) 06/2023 - BMGR Realty Team LLC / Not Investment Related / Liverpool NY - start date 06/09/2023 - 2 hrs per month 4) 06/2023 - Syracuse Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2004-04-27
• S63 Uniform Securities Agent State Law Examination
  1989-07-18

Other Names

• Brenda Flann
• Brenda L I Flann
• Brenda Laura Monk