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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-14
  • GA RA
    APPROVED
    Since 2025-10-14

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iberia Bank First Horizon Bank Atlanta GA 08/2017 09/2021
Morgan Stanley Atlanta GA 08/2015 08/2017
Merrill Atlanta GA 09/2021 10/2025
Samuel Arthur Atlanta GA 10/2025 Present
Northwestern Mutual Investment Services Llc Atlanta GA 10/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 Present
  • 08/2017 → 09/2021
    Iberia Bank First Horizon Bank
    Atlanta, GA
  • 08/2015 → 08/2017
    Atlanta, GA
  • 09/2021 → 10/2025
    Merrill
    Atlanta, GA
  • 10/2025 → Present
    Samuel Arthur
    Atlanta, GA
  • 10/2025 → Present
    Atlanta, GA
  • 02/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 1996-06-13
  • S66 Uniform Combined State Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    1996-06-13
Other Names
  • Edward Viglietta
  • Edward Viglietta
  • Edward Viglietta
  • Edward Viglietta
  • Ed Viglietta

View on SEC IAPD

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