Steven Dennis Randall

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-28

NY RA
APPROVED

Since 2024-05-28

Branch Locations

New York, NY • United States

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Stamford	CT	07/2015	Present
Mml Investors Services	Stamford	CT	10/2015	Present
Lenox Advisors, Inc (Mass Mutual)	Stamford	CT	07/2015	05/2024
Fifth Avenue Financial	New York	NY	05/2024	Present

07/2015 → Present

Mass Mutual Life Insurance Company

Stamford, CT
10/2015 → Present

Mml Investors Services

Stamford, CT
07/2015 → 05/2024

Lenox Advisors, Inc (Mass Mutual)

Stamford, CT
05/2024 → Present

Fifth Avenue Financial

New York, NY

Previous Registrations

2013-08-26 → 2015-08-12

Northwestern Mutual Investment Services, Llc

Rye Brook, NY

Stamford, CT

Shelton, CT

Fairfield, CT

Shelton, CT

Other Businesses

Name: Steven Randall/Fifth Avenue Financial Inv rel: Y Add: 90 Park Avenue 17th Floor New York NY 10016 Nature: Outside Insurance; Life, Individual and Group Health Position: Sales/Agent Start date: 08/01/2015 No. HR/MO: 5 No. HR/MO during sec trading: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-01-03

S63 Uniform Securities Agent State Law Examination

2002-01-03

Designations

Other Names

Steve Randall

View on SEC IAPD