Steven Dennis Randall

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Mass Mutual Life Insurance Company
  Stamford, CT
• 10/2015 → Present
  Mml Investors Services
  Stamford, CT
• 07/2015 → 05/2024
  Lenox Advisors, Inc (Mass Mutual)
  Stamford, CT
• 05/2024 → Present
  Fifth Avenue Financial
  New York, NY

Previous Registrations

• 2013-08-26 → 2015-08-12
  Northwestern Mutual Investment Services, Llc
  Rye Brook, NY
  Stamford, CT
  Shelton, CT
  Fairfield, CT
  Shelton, CT

Other Businesses

Name: Steven Randall/Fifth Avenue Financial Inv rel: Y Add: 90 Park Avenue 17th Floor New York NY 10016 Nature: Outside Insurance; Life, Individual and Group Health Position: Sales/Agent Start date: 08/01/2015 No. HR/MO: 5 No. HR/MO during sec trading: 5

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-03

Designations

• Chartered Financial Consultant

Other Names

• Steve Randall