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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-23 |
| LA | RA | APPROVED | 2017-12-05 |
| FL | RA | APPROVED | 2017-12-04 |
| NC | RA | APPROVED | 2017-12-01 |
| OH | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED_RES | 2017-11-30 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Palm Beach | FL | 11/2008 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Palm Beach Gardens | FL | 11/2017 | Present |
| Jpmorgan Securities, Llc. | Palm Beach Gardens | FL | 11/2017 | Present |
| Tripletale Marine Llc | Tequesta | FL | 06/2016 | Present |
| Hawksbill 90, Llc | Hobe Sound | FL | 02/2020 | Present |
| Tripletale Llc | Jupiter | FL | 12/2022 | 09/2025 |
| 7 White Llc | Somerville | MA | 08/2023 | 12/2024 |
| 420 426 Claremore Drive Ndt Development | Jupiter | FL | 06/2024 | 12/2024 |
| Hawksbill 90 Llc | Hobe Sound | FL | 02/2025 | Present |
Entity Name: Clear Blue Smiles Investment related: No Add: Nantucket MA Nature: Medical Position/Title/Relationship: Owner/Partner Start Date: 03/17/2025 Approx hrs a week: 0-10 Approx hrs during securities trading hours: 0 duties: none Entity Name: Hawksbill 90 LLC Investment related: Yes Address: 90 Hawksbill, hobe Sound , FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/13/2025 Approx hrs a week: 0-10 Approx trading hours: 0 duties: LLC formed for me as limited partner to invest into Residential real estate speculation properties Entity: Techie kids club Investment related: No Add: Boca Raton, FL 33432 techiekidsclub.com business: Educational Position: Owner/Partner Start Date: 12/04/2023 Approx hrs a week: 0-10 Approx hrs during securities trading hrs: 0 duties: This is a early education company.People on my team, not I, are the relationship managers Entity: caddy Barks LLC Inv related: No Address: 7 castle Lane Sandwich ma business: Customization Position: Owner/Partner Start Date: 11/21/2022 Approx hrs a month: 0-10 Approx hrs during securities trading hrs: 0 duties: partial ownership of a custom golf engraving company Entity: 14 16 sheeps pond llc Inv related: N Address: Furnari Law Fairfield CT 06824 business: Real Estate Position: Owner/ Partner Start Date: 01/31/2022 Approx hrs a month: 0-10 Approx hrs during securities trading hrs: 0 duties: investing into llc to do develop home in Nantucket ma Entity: Veritus Capital TK SPV LLC Inv related: N Address: 152 Oxford Blvd., Garden City, New York 11530 Nature business: Consulting Position: owner/partner Start Date: 11/08/2021 Approx hrs a month: 0-10 Approx hrs during securities trading hrs: 0-10 duties: None only investor Entity: Hawksbill 90, LLC Inv related: Yes Address: 90 hobe Sound , FL business: own a home to sell it. Position: Partial Owner Start Date: 11-Feb-2020 Approx hrs a month: 0 Approx hrs during securities trading hrs: 0 duties: none Entity: 10 Ellens Way Inv related: Yes Address: 10 Nantucket, Ma business: Summer home that I rent 4 weeks annually I do this every year. Position: Owner Start Date: 01-Dec-2016 Approx hrs a month: 0 Approx hrs during securities trading hrs: 0 duties: Owner Entity: Princeton Properties/ Haley Park Apartments Inv related: N/A Address: 742 Swanzey, NH Nature business: Apartment Units Position: Owner/Operator Start Date: 04-Nov-2019 Approx hrs a month: 0 Approx hrs during securities trading hrs: 0 duties: Owner/Operator of Apartment Units Entity: Tripletale Marine LLC Inv related: No Address: Tequesta, Florida business: Part owner of a boat. Position: Partial Owner Start Date: 01-Jun-2016 Approx hrs a month: indefinite Approx hrs during securities trading hrs: 0 duties: The boat is used strictly for pleasure. Responsible for the upkeep of the boat and any expenses related to boat. Entity: Stetson University Inv related: Yes Address: 421 Deland, Florida business: University Position: Board Member Start Date: 05-Oct-2017 Approx hrs a month: it's a total of 8 hours twice a year. Approx hrs during securities trading hrs: 0 duties: The board meets to discuss the school finances and any other details that need to be taken care of
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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