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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-03-14 |
| TX | RA | APPROVED | 2012-03-09 |
Branch Locations
3045 Newmark Dr, Miamisburg, OH 45342 • United States
Waynesille, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miamisburg | OH | 03/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 03/2020 | Present |
Business Ownership; Lowe & Pfaff Associates LLC; Owner; LLc created for buisness expenses.; 3045 Newmark Drive, , Miamisburg, OH, 45342; Not Investment-Related; 03/09/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lowe & Pfaff Associates LLC; Partner - Management of Ameriprise business expenses; ; 3045 Newmark Drive, , Miamisburg, OH, 45342; Not Investment-Related; 03/09/2012; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 1993-02-26 |
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