Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-05-22 |
Branch Locations
555 Long Wharf Dr Fl 1 Ste 1B, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 07/1999 | Present |
| Northwestern Mutual Investment Services, Llc | Hamden | CT | 10/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ADMINISTRATOR, THE AMITY CHARITABLE TRUST FUND, PO BOX 8626, NEW HAVEN, , CONNECTICUT, 06531, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/12/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS OF 7/1/2018 MY FIVE YEAR TERM AS TRUSTEE ENDED. I CONITNUE TO BE THE TRUST ADMINISTRATOR RESPONSIBLE FOR OVERSEEING TRUST FUNDS. 3. 100% OWNER, 20 LAKE AVENUE, 20 LAKE AVENUE, WEST HAVEN, , CONNECTICUT, 06516, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS A LANDLORD. PAY BILLS FOR HOME AND OCCASIONALLY WORK WITH CONTRACTORS TO MAINTAIN AND IMPROVE COMMON AREAS AND THE SECOND FLOOR UNIT OF MY TWO FAMILY HOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-31 |
Reach out to this advisor