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Michael Cecil Maddelena

Northwestern Mutual Investment Services, LLC

New Haven, CT

CRD 3256842

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-05-22
  • CT RA
    APPROVED
    Since 2008-05-22

Branch Locations

555 Long Wharf Dr Fl 1 Ste 1B, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 07/1999 Present
Northwestern Mutual Investment Services, Llc Hamden CT 10/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 07/1999 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 10/1999 → Present
    Hamden, CT
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ADMINISTRATOR, THE AMITY CHARITABLE TRUST FUND, PO BOX 8626, NEW HAVEN, , CONNECTICUT, 06531, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/12/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS OF 7/1/2018 MY FIVE YEAR TERM AS TRUSTEE ENDED. I CONITNUE TO BE THE TRUST ADMINISTRATOR RESPONSIBLE FOR OVERSEEING TRUST FUNDS. 3. 100% OWNER, 20 LAKE AVENUE, 20 LAKE AVENUE, WEST HAVEN, , CONNECTICUT, 06516, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS A LANDLORD. PAY BILLS FOR HOME AND OCCASIONALLY WORK WITH CONTRACTORS TO MAINTAIN AND IMPROVE COMMON AREAS AND THE SECOND FLOOR UNIT OF MY TWO FAMILY HOME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-06
S63 Uniform Securities Agent State Law Examination 2000-01-31
  • S65 Uniform Investment Adviser Law Examination
    2008-05-06
  • S63 Uniform Securities Agent State Law Examination
    2000-01-31
Other Names
  • Michael Cecil Maddelena
  • Mike Maddelena

View on SEC IAPD

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