James Vernon Predoehl

Current Employers

Employment History

• 01/1996 → Present
  Predoehl Enterprises Inc.
  Lincoln, NE
• 11/2006 → 01/2024
  Woodbury Financial Services
  Oakdale, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lincoln, NE

Previous Registrations

• 2008-10-17 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lincoln, NE

Other Businesses

1) PREDOEHL ENTERPRISES, INC.; PRESIDENT; 3844 S 39TH ST, LINCOLN NE 68506; NON-INVESTMENT RELATED; 01/1996-PRESENT; 120 HRS/MO; 80 HRS/MO DURING TRADING HRS; INSURANCE MARKETING. 2) BOARDWALK INVESTMENTS, LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 08/20/2013 ADDRESS: 3844 S. 39TH ST, LINCOLN NE 68506 DESCRIPTION: PURCHASE / SALE / RENTAL OF REAL ESTATE INVESTMENT 3) UFS HOLDINGS, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2016 ADDRESS: 7431 O ST, Lincoln NE 68510 DESCRIPTION: building mgt. 4) AMBASSADOR IN CHRIST MINISTRIES, INC. POSITION: President NATURE: Corporation 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2016 ADDRESS: 7560 Cross Creek Cir., Lincoln NE 68516 DESCRIPTION: Distribution of ministry funds to various charities I have relinquished check-writing authorization and will not be representative of record on any investment accounts. 5) UNIVERSAL FINANCIAL STRATEGIES POSITION: sales / marketing / office mgt. NATURE: this is a "DBA / Doing-Business-As" only entity; there is no tax ID#, tax return or checking account associated with this entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2005 ADDRESS: 7431 O St, Lincoln NE 68510, United States DESCRIPTION: sales & marketing of fixed insurance; office mgt. 6) JAMES V PREDOEHL POSITION: Notary Public NATURE: Solo Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2022 ADDRESS: 3844 S. 39th ST, Lincoln NE 68506, United States DESCRIPTION: Notarization of documents as needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-06
• S63 Uniform Securities Agent State Law Examination
  2006-11-10