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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
555 Mission St Fl 16, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steve Smith | San Francisco | CA | 09/2005 | Present |
| Northwestern Mutual Investment Services, Llc | San Francisco | CA | 01/2007 | Present |
| Michael Byrne | San Francisco | CA | 04/2010 | Present |
| Kristin Bartlow | San Francisco | CA | 01/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-22 |
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