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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-25
OK RA APPROVED 2020-02-21
  • TX RA
    APPROVED
    Since 2020-02-25
  • OK RA
    APPROVED
    Since 2020-02-21

Branch Locations

Oklahoma City, OK • United States

3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 02/2013 02/2020
Bank Of America, N.A. Oklahoma City OK 04/2013 02/2020
Raymond James & Associates Inc Oklahoma City OK 02/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Byrdbyford, LLC Address: 14236 Calais Cir, Oklahoma City, OK, 73142, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 02/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This entity owns Investments currently in accounts at Raymond James, no other assets.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-09
S63 Uniform Securities Agent State Law Examination 1989-09-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-09
  • S63 Uniform Securities Agent State Law Examination
    1989-09-15
Designations
  • Certified Financial Planner
Other Names
  • Robin Michelle Linduff
  • Robin Linduff Byford

View on SEC IAPD

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