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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-25 |
| OK | RA | APPROVED | 2020-02-21 |
Branch Locations
Oklahoma City, OK • United States
3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 02/2013 | 02/2020 |
| Bank Of America, N.A. | Oklahoma City | OK | 04/2013 | 02/2020 |
| Raymond James & Associates Inc | Oklahoma City | OK | 02/2020 | Present |
(1)Name of Business: Byrdbyford, LLC Address: 14236 Calais Cir, Oklahoma City, OK, 73142, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 02/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This entity owns Investments currently in accounts at Raymond James, no other assets.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-15 |
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