Tracy Lee Piontkowski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → 12/2018
  Equitable Reserve Association
  Neenah, WI
• 09/2014 → 06/2021
  Voya Financial Advisors
  Oshkosh, WI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-03-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Oshkosh, WI
  Fort Myers, FL
  Oshkosh, WI
  Maple Grove, MN
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1429 Oregon St. Oshkosh, WI 54902; fixed insurance sales; independent insurance agent; 1/1/2002; 160; 160; sales of fixed insurance products|

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-10-24

Designations

• Chartered Financial Consultant

Other Names

• Tracy Lee Piontkowski
• Tracy L Piontkowski
• Tracy Lee Pionthowski