Mark James Annichine

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-08-29
OH	RA	APPROVED	2007-05-01

TX RA
APPROVED_RES

Since 2013-08-29
OH RA
APPROVED

Since 2007-05-01

Branch Locations

Twinsburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Twinsburg	OH	04/2007	Present

04/2007 → Present

Lpl Financial, Llc

Twinsburg, OH

Previous Registrations

2001-05-25 → 2007-05-02

Osaic Fa, Inc.

Cleveland, OH

Orange Village, OH

Other Businesses

1. 5/17/2007 - THE FINANCIAL CENTER - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 06/04/2024 - Non-Inv Related - Ohio - Other - Athletic Official Referee - Started: 11/16/2024 - 25 Hrs/Mo; 0 Hr During Trading. 3. 08/21/2024 - Twinsburg City School District - Outside/W-2 Employment - Varsity Golf Coach - Not Investment Related - Various Golf Courses - Start Date 07/28/2024 - 5 Hours Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-03-02

S63 Uniform Securities Agent State Law Examination

2001-03-02

View on SEC IAPD