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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| WA | RA | APPROVED | 2017-11-16 |
Branch Locations
929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States
Mercer Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Mercer Island | WA | 05/1989 | 11/2017 |
| Metlife Securities Inc. | Mercer Island | WA | 05/1989 | 11/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 11/2017 |
| Mml Investors Services, Llc | Bellevue | WA | 03/2017 | 11/2017 |
| Ameriprise Financial Services Inc | Bellevue | WA | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 2911 2nd Ave, Suite 512, Seattle, WA 98121, ,; Investment-Related; 09/01/2014 / Single Family; 2911 2nd Ave, Suite 322, Seattle, WA 98121, ,; Investment-Related; 09/01/2009 / Single Family; 2018 NW 63rd St., Seattle, WA 98107, ,; Investment-Related; 12/20/2018. Business Ownership; CFJR LLC, CFJR stands for Clement, Frieda, Joey and Renee, The Chiang family members initials; Manager; Real estate investment holding; 7244 Holly Hill Dr.,Mercer Island, WA 98040, ,; Investment-Related; 07/01/2015; 1 to 9 hours per month; 0 during trading hours / CFJR II LLC; member; CFJR II LLC is just set up for investment purpose. See above; 7244 Holly Hill Dr, , Mercer Island, WA, 98040; Investment-Related; 05/20/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-12 |
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