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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-07
WA RA APPROVED 2017-11-16
  • TX RA
    APPROVED_RES
    Since 2022-07-07
  • WA RA
    APPROVED
    Since 2017-11-16

Branch Locations

929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Mercer Island WA 05/1989 11/2017
Metlife Securities Inc. Mercer Island WA 05/1989 11/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 11/2017
Mml Investors Services, Llc Bellevue WA 03/2017 11/2017
Ameriprise Financial Services Inc Bellevue WA 11/2017 03/2020
Ameriprise Financial Services, Llc Bellevue WA 03/2020 Present
  • 05/1989 → 11/2017
    Metropolitan Life Insurance Company
    Mercer Island, WA
  • 05/1989 → 11/2017
    Metlife Securities Inc.
    Mercer Island, WA
  • 07/2016 → 11/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 11/2017
    Bellevue, WA
  • 11/2017 → 03/2020
    Ameriprise Financial Services Inc
    Bellevue, WA
  • 03/2020 → Present
    Bellevue, WA
Previous Registrations
  • 2017-03-25 → 2017-11-21
    Bellevue, WA
  • 1997-06-06 → 2017-03-25
    Msi Financial Services, Inc.
    Walnut Creek, CA
    City Of Industry, CA
    Bellevue, WA
    Bellevue, WA
Other Businesses

Real Estate Ownership; Single Family; 2911 2nd Ave, Suite 512, Seattle, WA 98121, ,; Investment-Related; 09/01/2014 / Single Family; 2911 2nd Ave, Suite 322, Seattle, WA 98121, ,; Investment-Related; 09/01/2009 / Single Family; 2018 NW 63rd St., Seattle, WA 98107, ,; Investment-Related; 12/20/2018. Business Ownership; CFJR LLC, CFJR stands for Clement, Frieda, Joey and Renee, The Chiang family members initials; Manager; Real estate investment holding; 7244 Holly Hill Dr.,Mercer Island, WA 98040, ,; Investment-Related; 07/01/2015; 1 to 9 hours per month; 0 during trading hours / CFJR II LLC; member; CFJR II LLC is just set up for investment purpose. See above; 7244 Holly Hill Dr, , Mercer Island, WA, 98040; Investment-Related; 05/20/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-25
S63 Uniform Securities Agent State Law Examination 1989-07-12
  • S65 Uniform Investment Adviser Law Examination
    1996-10-25
  • S63 Uniform Securities Agent State Law Examination
    1989-07-12
Other Names
  • Chihang Chiang
  • Clement Chiang
  • Clement C Chiang
  • Clement Chi-Hang Chiang

View on SEC IAPD

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