Michael David Berk

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Previous Registrations

• 2005-09-09 → 2017-12-31
  Signator Investors, Inc.
  Hauppauge, NY
  Westbury, NY
  Melville, NY
  Westbury, NY

Other Businesses

1. MICHAEL BERK POSITION: LTC Broker NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2004 ADDRESS: 370 West Broadway, 6E, Long Beach NY 11561, United States DESCRIPTION: I get LTC leads and sell people Long Term Care insurance 2. INSURANCE BROKER POSITION: Insurance Broker NATURE: Insurance Broker: Life, Annuities, LTC, DI INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 10/01/2004 ADDRESS: 575 Broad Hollow Rd, Melville NY 11747, United States DESCRIPTION: Selling Life, Annuities, Disability and LTC 3. MICHAEL BERK POSITION: Insurance Broker NATURE: Insurance Broker, Health and Group benefits INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/27/2017 ADDRESS: 575 Broad Hollow Rd, Melville NY 11747, United States DESCRIPTION: In the past I have sold an occasional health insurance plan but now I refer this business to a colleague. 4. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 145 START DATE: 06/01/1989 ADDRESS: 575 Broad Hollow Rd, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm ofOsaic Wealth Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-30
• S63 Uniform Securities Agent State Law Examination
  1989-08-10

Designations

• Chartered Financial Consultant

Other Names

• Michael D Berk