Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-12
TX RA APPROVED_RES 2015-07-22
WA RA APPROVED 2006-12-01
  • AZ RA
    APPROVED
    Since 2023-10-12
  • TX RA
    APPROVED_RES
    Since 2015-07-22
  • WA RA
    APPROVED
    Since 2006-12-01

Branch Locations

1009 N. Center Pkwy Suite 200, Kennewick, WA 99336 • United States

Wickenburg, AZ • United States

Yakima, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Yakima WA 03/2008 Present
Previous Registrations
  • 2001-12-27 → 2006-12-08
    Keybanc Capital Markets Inc.
    Yakima, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kennewick, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor