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Current Employers
First Financial Group

1100 Logger Ct #B101, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-31
TX RA APPROVED_RES 2016-07-30
NC RA APPROVED 2012-07-10
  • FL RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED_RES
    Since 2016-07-30
  • NC RA
    APPROVED
    Since 2012-07-10

Branch Locations

North Palm Beach, FL • United States

1100 Logger Ct #B101, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed - First Financial Group Raleigh NC 08/1994 Present
First Financial Group Raleigh NC 07/2012 Present
  • 08/1994 → Present
    Self Employed - First Financial Group
    Raleigh, NC
  • 07/2012 → Present
    Raleigh, NC
Previous Registrations
  • 2004-01-01 → 2012-07-09
    Cetera Advisors Llc
    Greenwood Village, CO
    Raleigh, NC
  • 2001-12-31 → 2004-01-01
    Ifg Advisory Services Inc
    Raleigh, NC
Other Businesses

(1.) FIRST FINANCIAL GROUP; INVESTMENT-RELATED; 1100 LOGGER CT B-101, RALEIGH, NC 27609, 100% OWNER, START 01/01/94, FIXED INSURANCE\SECURITIES, 160 HRS/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1990-05-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1990-05-03
Designations

View on SEC IAPD

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