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Gregory Golding

Ubs Financial Services Inc.

Scottsdale, AZ

Park City, UT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-08
IL RA APPROVED 2010-07-16
UT RA APPROVED 2006-03-01
TX RA APPROVED_RES 1989-12-07
  • LA RA
    APPROVED
    Since 2015-12-08
  • IL RA
    APPROVED
    Since 2010-07-16
  • UT RA
    APPROVED
    Since 2006-03-01
  • TX RA
    APPROVED_RES
    Since 1989-12-07

Branch Locations

Scottsdale, AZ • United States

255 Heber Avenue, Park City, UT 84060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New Orleans LA 06/2006 Present
Other Businesses

Gregari 1821LLC/partnership created for investment into a private equity fund, Partner, start date-7/5/2022, Park CityUT United States-84060.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-18
S63 Uniform Securities Agent State Law Examination 1989-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-01-18
  • S63 Uniform Securities Agent State Law Examination
    1989-10-03
Other Names
  • Gregory S Golding
  • Gregory Scott Golding

View on SEC IAPD

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