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Laura L Gruendler

Mml Investors Services, LLC

El Segundo, CA

CRD 3256801

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-03-05
  • CA RA
    APPROVED
    Since 2009-03-05

Branch Locations

222 N Pacific Coast Highway Ste 1331, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Financial Group El Segundo CA 03/2008 Present
Mml Investors Services Inc El Segundo CA 04/2008 Present
  • 03/2008 → Present
    Mass Mutual Financial Group
    El Segundo, CA
  • 04/2008 → Present
    Mml Investors Services Inc
    El Segundo, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-05-15
Designations
  • Chartered Financial Consultant
Other Names
  • Laura L Gruendler

View on SEC IAPD

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