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David Ward Griffis

Naples Global Advisors

Vero Beach, FL

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Current Employers
Naples Global Advisors

856 3Rd Avenue South Ste. 200, Naples, FL 34102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-09
  • FL RA
    APPROVED
    Since 2017-08-09

Branch Locations

3003 Cardinal Drive Suite E, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Vero Beach FL 08/2011 07/2017
Vero Beach Global Advisors Vero Beach FL 07/2017 Present
  • 08/2011 → 07/2017
    Northern Trust
    Vero Beach, FL
  • 07/2017 → Present
    Vero Beach Global Advisors
    Vero Beach, FL
Previous Registrations
  • 2004-05-05 → 2005-07-06
    Natcity Investments, Inc.
    Indianapolis, IN
  • 2003-01-16 → 2003-06-17
    J.P. Morgan Asset Management
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-14
  • S63 Uniform Securities Agent State Law Examination
    1989-06-14
Designations
Other Names
  • David Griffis
  • Dave Griffis

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
CORRY CAPITAL ADVISORS, LLC · VERO BEACH, FL
CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
SPIREPOINT PRIVATE CLIENT, LLC · VERO BEACH, FL

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