Dwayne Laverne Grady

Current Employers

Employment History

• 10/2005 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 06/2009 → 09/2023
  United Capital Financial Advisers, Llc
  Bethesda, MD
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 01/2024 → Present
  Private Client Services
  Bethesda, MD

Previous Registrations

• 2006-01-05 → 2023-10-27
  United Capital Financial Advisors
  Bethesda, MD
  Bethesda, MD
• 2017-11-01 → 2019-06-13
  Cetera Wealth Services, Llc
  Mclean, VA
  Bethesda, MD
• 2005-10-10 → 2017-11-01
  Girard Securities, Inc.
  Mclean, VA
  San Diego, CA
  Newport Beach, CA
  Bethesda, MD
  Mclean, VA
• 1998-01-01 → 2005-10-10
  Ameriprise Financial Services, Llc
  Greenbelt, MD

Other Businesses

1) BlueStar Diving. Potomac, MD. Employment at Dive Shop. Dive Instructor, teaching scuba diving lessons. 8 hrs/mo; 0 during trading hrs. 2) CHHSZ Holdings, LLC. 6201 College Blvd, Suite 150, Overland Park, KS 66211. CHHSZ Holdings is the sole owner of Prime Capital Investment Advisors, LLC ("PCIA") is a federally registered investment advisor. Member provides professional (investment advisory) services as an IAR of PCIA. 1 hr/mo; 1 during trading hrs. 3) Insurance Agent. 6550 Rock Spring Drive, -#200, Bethesda, MD 20817. Sale of insurance products. Insurance agent; the sale and service of fixed insurance products, including through nonaffiliated IMOS. 20 hrs/mo. 4) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Suite 150, Overland Park, KS 66211. RIA. 120 hrs/mo; 120 during trading hrs

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-27
• S63 Uniform Securities Agent State Law Examination
  1992-10-16