Thomas Newman Scott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → Present
  Mangham - Scott, Llc,
  Atlanta, GA
• 08/2024 → Present
  Manghan Scott Insurance Services
  Atlanta, GA

Previous Registrations

• 2008-02-07 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Atlanta, GA
  Atlanta, GA
  Lynnfield, MA
• 2003-04-08 → 2008-01-30
  Valic Financial Advisors, Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2008; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: DBA SCOTT FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2008; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 60 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES AND INSURANCE BUSINESS. 3. NAME OF OTHER BUSINESS: GUILFORD FOREST HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 4770 GUILFORD FOREST DRIVE, ATLANTA, GA 30331; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 07/2013; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VOTE AND ASSIST IN SETTING AND CARRYING OUT POLICY. 4. NAME OF OTHER BUSINESS: MOREHOUSE COLLEGE ALUMNI ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 830 WESTVIEW DRIVE, ATLANTA, GA 30314; NATURE OF BUSINESS: ALUMNI ASSOCIATION; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: ASSISTANT FINANCIAL SECRETARY; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT ON ENDOWMENT FUND. 5. NAME OF OTHER BUSINESS: DBA MANGHAM-SCOTT WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT/INVESTMENT ADVISORY; START DATE: 12/15/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 6. NAME OF OTHER BUSINESS: MANGHAM - SCOTT, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: PRINCIPAL, LESS THAN ON HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO PROVIDE LIABILITY PROTECTION; 7. NAME OF OTHER BUSINESS: MANGHAN SCOTT INSURANCE SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, START DATE: 08/2024 , POSITION/TITLE/RELATIONSHIP: PRINCIPAL, APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR LIFE INSURANCE SALES; 8. NAME OF OTHER BUSINESS: THRIVE TODAY BIBLE FELLOWSHIP, INVESTMENT RELATED: NO, ADDRESS: 2639 MORRIS ST, ATLANTA, GA 30318, NATURE OF BUSINESS: RELIGIOUS, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: PREACHER , APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PREACHING AT A LOCAL CHURCH;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-07
• S63 Uniform Securities Agent State Law Examination
  1999-02-18