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Michael L Fama

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

2 Tower Center Blvd, East Brunswick, NJ 08816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 10/2009 Present
Bank Of America,N.A. East Brunswick NJ 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    South River, NJ
    Monroe, NJ
    Old Bridge, NJ
    N. Brunswick, NJ
    East Brunswick, NJ
    E. Brunswick, NJ
    Monroe, NJ
    East Brunswick, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    East Brunswick, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1995-08-14
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1995-08-14
Other Names
  • Mike Fama
  • Michael Louis Fama

View on SEC IAPD

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