Tyrone Swain Mitchell

Employer firm

Ts. Mitchell Financial, LLC. CRD 170431

$3.50M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Ts. Mitchell Financial, Llc.

Columbia, SC • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-30
SC	RA	APPROVED	2014-11-13

NY RA
APPROVED

Since 2021-11-30
SC RA
APPROVED

Since 2014-11-13

Branch Locations

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ts. Mitchell Financial, Llc.	Columbia	SC	03/2001	Present
Service Corp Of Retired Executives (Score)	Columbia	SC	03/2010	12/2018
Ts. Mitchell Financial, Llc.	Columbia	SC	11/2014	Present

03/2001 → Present

Ts. Mitchell Financial, Llc.

Columbia, SC
03/2010 → 12/2018

Service Corp Of Retired Executives (Score)

Columbia, SC
11/2014 → Present

Ts. Mitchell Financial, Llc.

Columbia, SC

Previous Registrations

2008-05-22 → 2014-12-03

Cetera Investment Advisers Llc

Columbia, SC

Columbia, SC

Elgin, SC

Other Businesses

TS MITCHELL FINANCIAL, LLC, DBA NAME FOR INVESTMENT SERVICES, INV REL, SAME AS REGISTERED ADDRESS, START 06/01/94, 40+HR/WK DURING TRADING TS MITCHELL FINANCIAL, LLC, DBA NAME FOR TAX PREPARATION SERVICES, NON-INV REL, SAME AS REGISTERED ADDRESS, 06/01/94, VARIABLE DURING TAX FILING SEASON

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1989-09-05

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1989-09-05

View on SEC IAPD