Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Fresno | CA | 03/2008 | 09/2020 |
| City National Bank | Fresno | CA | 10/2019 | 09/2020 |
| Waddell & Reed, Inc. | Fresno | CA | 09/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Clovis | CA | 09/2020 | 07/2021 |
| Clovis Rockets | Clovis | CA | 07/2018 | 07/2021 |
| Dias Financial Group Inc | Fresno | CA | 09/2020 | 07/2021 |
| Lpl Financial Llc | Fresno | CA | 07/2021 | Present |
1.09/21/2021; Dias Financial Group Inc; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 09/01/2020; 1hrs/mth; hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-01 |
Reach out to this advisor