Alvin R Lopez

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 02/2024
  Citigroup
  Miami, FL
• 02/2024 → 10/2025
  Santander International Private Banking
  Miami, FL
• 09/2024 → 10/2025
  Santander Securities, Llc
  Boston, MA
• 11/2025 → Present
  Citigroup
  Miami, FL

Previous Registrations

• 2024-09-18 → 2026-02-09
  Santander Securities Llc
  Scotch Plains, NJ
  Miami, FL
  Miami, FL
  Coconut Grove, FL
• 2011-03-09 → 2024-02-12
  Citigroup Global Markets Inc.
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-07
• S63 Uniform Securities Agent State Law Examination
  2001-07-14

Other Names

• Alvin R Lopez
• Alvin Lopez