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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-02-20
TX RA APPROVED 2020-02-19
  • FL RA
    APPROVED
    Since 2020-02-20
  • TX RA
    APPROVED
    Since 2020-02-19

Branch Locations

101 S New York Ave Unit 210, Winter Park, FL 32789 • United States

Sanford, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Lake Mary FL 09/2013 02/2020
Raymond James Financial Services Advisors Inc. Lake Mary FL 09/2013 02/2020
Accurate Concrete And Curbing, Llc Lake Mary FL 04/2017 09/2018
Ameriprise Financial Services, Inc Winter Park FL 02/2020 03/2020
Ameriprise Financial Services, Llc Winter Park FL 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; American General Life/AIG; 04/17/2020; Term Life.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-01-04
Designations
Other Names
  • Patrick Reid Buchanan
  • Patrick R Buchanan

View on SEC IAPD

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