Jim Michael Flinn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1991 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Seattle, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Seattle, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Seattle, WA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Seattle, WA
• 1998-10-13 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA

Other Businesses

***FLINN FAMILY LLC POSITION: Manager NATURE: Managing a family LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2001 ADDRESS: 1441 n north lake way, Seattle WA 98103, United States DESCRIPTION: I manage a small $16K stock account ***ROCK CREEK TRUST POSITION: manager NATURE: Rock Creek Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 1441 N. Northlake Way #204, seattle WA 98103, United States DESCRIPTION: $150K trust to help our relatives in need

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-06
• S63 Uniform Securities Agent State Law Examination
  1989-08-16