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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
105 Maxess Rd Ste 319, Melville, NY 11747 • United States
Huntington Bay, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Garden City | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Jericho | NY | 03/2020 | Present |
Business Ownership; Other; Consulting; 53 mulberry avenuegarden city, ny 11530, , ** not provided **, N/A, 00000; 0 hours per month; / Other; Other; 351 North Broadway, Suite 1bYonkers, NY 10701, , ** not provided **, N/A, 00000; 09/10/2012; 1 to 9 hours per month; / Other; Other; 351 North Broadway, Yonkers NY 10701, , ** not provided **, N/A, 00000; 12/31/2012; 1 to 9 hours per month; / Other; Other; 351 North Broadway, Yonkers NY 10701, , ** not provided **, N/A, 00000; 12/31/2012; 1 to 9 hours per month; / Other; Other; 351 North Broadway, Yonkers NY 10701, , ** not provided **, N/A, 00000; 12/31/2012; 1 to 9 hours per month; / Other; Other; 351 North Broadway, Yonkers NY 10701, , ** not provided **, N/A, 00000; 12/31/2012; 1 to 9 hours per month; / Other; Other; 351 North Broadway, Suite 1bYonkers NY 10701, , ** not provided **, N/A, 00000; 02/27/2012; 1 to 9 hours per month; / Other; Other; 35 E Grassy Sprain Rd, , yonkers, NY, 10701; Investment-Related; 09/10/2012; 0 hours per month; 0 during trading hours / Owner; Other; 99 Washington Ave, ste 700, albany, NY, 12260; Investment-Related; 11/16/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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