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Martin Troth Midgley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gilbert, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 10/2009 Present
Bank Of America, N.A. Gilbert AZ 05/2011 Present
Previous Registrations
  • 2002-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Phoenix, AZ
    Mesa, AZ
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-15
S63 Uniform Securities Agent State Law Examination 1989-06-30
  • S65 Uniform Investment Adviser Law Examination
    1997-08-15
  • S63 Uniform Securities Agent State Law Examination
    1989-06-30
Other Names
  • Marty Midgley
  • Martin T Midgley

View on SEC IAPD

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Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
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CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
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KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

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