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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-18 |
Branch Locations
7991 Shaffer Pkwy Ste 100, Littleton, CO 80127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Golden | CO | 07/2005 | 07/2018 |
| Woodbury Financial Services Inc | Golden | CO | 07/2018 | 01/2024 |
| Osaic Wealth, Inc. | Golden | CO | 01/2024 | 11/2024 |
| Lpl Financial Llc | Golden | CO | 11/2024 | Present |
1)11/18/2024 - LifeWealth Principles, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 3/01/2008 -160 Hrs/Mth - 8 Hrs During Trading. 2) 10/15/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:04/01/2025 - 01 Hrs/Mth - 0005 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-27 |
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